Regulatory Footprint

Operating with Full Transparency and Accountability

Our Commitment to Regulation

At Hardt Group Securities, regulatory compliance is at the heart of everything we do. As an appointed introducer, our role is to connect clients with Europe’s leading banks and investment institutions. We do not take custody of funds, nor do we execute trades directly. Instead, every transaction takes place within the secure framework of the bank or financial institution we introduce you to.

By operating within a clear and verifiable legal structure across multiple European jurisdictions, we give clients the confidence that their investments are placed with institutions governed by strict national and EU financial standards.

Our Group Registrations and Legal Entities

Luxembourg – Corporate Headquarters

Operating under the EU MiFID II passporting regime, allowing the provision of cross-border financial services across the entire European Economic Area (EEA).

Austria – Parent Company

Providing oversight and governance across all Hardt Group entities.

Ireland – Representative Office

Supporting EU-based clients with introductions to fixed-income solutions across European banks.

United Kingdom – Client Relations Division

Offering local support and access for international clients based in London and across the UK.

Switzerland – Zurich Office

Hardt Group Securities AG
Acting as the Group’s trading and client services division, with access to leading Swiss and European financial institutions.

The Netherlands – Amsterdam Hub

Acting as our strategic innovation hub, broadening client access to European investment opportunities.

Verified Structure

Each Hardt Group entity is formally registered with national authorities, giving clients confidence in our legitimacy.

Independent Safeguards

Because we never hold client money, there is no conflict of interest; our role is purely to facilitate safe, direct introductions.

Investor Protection

All funds remain in the client’s own name, held with regulated banks that are covered by EU or national deposit guarantee schemes (e.g. €100,000 single / €200,000 joint, per institution).

Strict Oversight

Our partner banks and institutions are subject to European financial supervision, including the Luxembourg CSSF, the Austrian FMA, and equivalent regulators across the EEA.

Cross-Border Confidence

Our MiFID II passporting framework ensures that clients across Europe can rely on the same high standard of investor protection, regardless of jurisdiction.

By maintaining a broad and transparent regulatory footprint, Hardt Group Securities provides clients with complete peace of mind. Every introduction we make is supported by recognised legal registrations, European financial safeguards, and the assurance that your investments remain directly with regulated institutions — exactly where they belong.